Head of Compliance

Head of Compliance

Luxembourg

€110,000 - €130,000 plus benefits

Cobalt is thrilled to partner with a prestigious Pan-European Asset Management firm, distinguished for its expertise in Real Estate and various Alternative Investments. They are seeking a dynamic Head of Compliance to spearhead a dedicated team, contributing to the management of their exceptional portfolio.

Responsibilities include: (Including but not limited to)

• Analyse new initiatives, conduct AML/CTF assessments, manage conflicts of interest, and handle complaints to ensure compliance with industry standards.

• Oversee compliance policies and entity-level controls, collaborate with other control functions, and ensure alignment with local and divisional standards.

• Organize regulatory-required and company-specific training sessions, customized training materials, and conduct training sessions for employees and board members to enhance awareness and understanding.

• Stay updated on legal and regulatory changes and implement necessary adjustments to maintain compliance.

• Provide guidance on compliance matters, participate in various committees and projects, and report to internal and external stakeholders.

Requirements:

• Minimum of 8 years in compliance within the investment funds industry, with a strong track record of acting as an RC.

• Ideally, led small teams, demonstrating effective leadership and mentoring skills.

• Extensive expertise in Compliance, AML/CTF, and regulatory requirements, particularly in AIFMD and UCITS.

• Excellent English and German communication skills are essential, with proficiency in French being advantageous.

• Proficiency in MS Office suite for documentation, analysis, and reporting purposes is required.

If you have the required experience and would like to join a leading asset management company with an international team, please apply with an up-to-date CV ASAP.